INTP442
Essay topic: “Countries relying on the United States to balance China’s power are bound to be disappointed in the long run”. Discuss.
Since the initial years of the 21st century onwards, nothing has rattled countries in Asia more than the rise of China. From the South and East China Seas to the remote China - India borders, mounting tensions have recently led many countries in the region to seek some form of balancing against a revisionist and increasingly assertive China. Understandably, as the United States pivots itself to Asia in the past two years, it has found that strategy openly or tacitly embraced by many countries in the region, not least those mired in territorial and maritime disputes with China. While the concept and practice of balancing is as old as the world, the inevitable rise of China and the relative decline of the United States have raised serious questions as to whether this strategy will work in the long run or not. In this essay, I will argue that while it may not be in any country’s best interest to use a far-away and declining power to balance against a resident and rising one, the opposite option of allowing China to establish hegemony in the Asia-Pacific would be equally catastrophic. And the answer for countries seeking a viable strategy and a sustainable and stable regional security architecture may lie somewhere between those two extremes.
Balancing as a natural behavior in power politics
Balancing is the most practised policy option for countries facing a security dilemma. According to traditional realism, in an anarchic world, countries often feel threatened by the prospect of hegemony imposed by a fast rising power. As a policy, balance of power suggests that states counter any threat to their security by allying with other threatened states (external balancing) or increasing their own military capabilities (internal balancing). In Waltz’s words, “hegemony leads to balance… through all of the centuries we can contemplate”. In many cases, balance of power has helped the threatened states prevent a great power from becoming a hegemon. The defeat of Athens by an alliance led by Sparta in the Peloponnesian War, the fall of the Habsburg Empire driven by a coalition of Sweden, England, France and the Netherlands in the Thirty Years’s War, the defeat of Germany and Japan in WWII by the Allies, and the fall of the Soviet Union after the Cold War are striking examples, to name but a few. China itself also followed the strategy of balancing in the 1970s: it colluded with the U.S. to balance against the Soviet Union. In sum, “great powers that seek hegemony are always opposed – and defeated – by the countering efforts of other states”.
The rationale for balancing in the Asia-Pacific
Aaron Friedberg pointed out an inevitable rule: “the external expansion of the UK and France, Germany and Japan, the Soviet Union and the United States coincided with phases of intense industrialization and economic development”. In Asia, China’s very name (the Middle Kingdom), its expansionist history and new-found strength after three decades of double-digit economic growth suggest that if left unchecked, China would settle for nothing less than a regional, if not global, hegemony in the upcoming decades. According to John Mearsheimer, as China’s power continues to grow, “China, like all previous potential hegemons, will be strongly inclined to become a real hegemon”. China is the only great power in the Asia-Pacific that possesses both the capability and the will to unseat the U.S. as the regional hegemon. From the EP-3 incident in 2001, the Impeccable incident in 2009 and the most recent announcement by China on November 27th 2012 that from January 1st 2013 onwards, Hainan coast guards will board or seize foreign ships that China considers illegally entering its territorial waters of the islands within the “nine-dashed lines”, China has sent unmistakably strong signals that it wants to kick the U.S. out of the Western Pacific and exercise China’s Monroe Doctrine in Asia.
Whither the United States?
While balancing the U.S. against China seems to be the most natural choice for countries threatened by the rise of China, it is necessary to look into Asia’s contemporary history and the prospective correlation of power between the U.S. and China to predict whether this strategy will work in the long run or not.
Firstly, the balancing strategy only works in the manipulator’s best interest in a state of a controlled strategic competition between the balancer and the balanced. In the other two extreme scenarios of conflict/confrontation or concession/collusion between the balancer and the balanced, it is very detrimental to the interest of the manipulator. In 1978, Vietnam signed a Treaty of Friendship, Cooperation and Mutual Assistance with the Soviet Union. Yet the Soviet Union failed to come to Vietnam’s rescue when the latter was attacked by China in the 1979 border war. As the Chinese saying goes, “distant waters cannot put out a nearby fire”. In the same year, the decade-long collusion between the U.S. and China to contain the Soviet Union culminated in the U.S.’s decision to cut its diplomatic ties with Taiwan and establish diplomatic relations with communist China. These are bitter lessons for (small) countries balancing one great power against another. As the overall interests of the great powers in their relations with each other often outweigh those in their relations with the smaller states, the possibility of a sell-out is always present.
History has also shown that a much weaker and isolated China without nuclear weapons still decided to confront the U.S. militarily in the 1950-1953 Korean War when it felt its security or buffer zone breached. Today’s powerful China may be less hesitant. Fueled by the pride in its magnificent civilization, the resentment towards the West accumulated in “the century of humiliation” and the new-found strength after three decades of breakneck economic growth, China’s nationalism has been on the rise, which makes it much harder for Chinese leaders to make concessions or pursue a rational foreign policy, especially on territorial and maritime issues. This is exactly the dilemma facing the U.S.: the more the U.S. tries to contain China and prevent it from becoming a regional hegemon, the more determined and hard-line China becomes to protect its perceived security interests. That is why the China-Philippines standoff over the Scarborough shoal ended with China’s de facto control of the shoal despite the Philippines’ outcry and repeated calls for the U.S.’s assistance.
Secondly, in both economic and military power, the U.S. is in relative decline as compared with China and the rest of the world. After the WWII, The U.S.’s GDP accounted for nearly %50 of the world economy. Today, it stands at a meager %23, and will continue to fall further in tandem with China’s rise. Although the U.S.’s current defense budget still equals that of 14 next biggest spenders combined, the USD 500 billion cut by the Pentagon in the next 10 years will make serious dents in the U.S.’s power projection capability. On the contrary, China’s defence spending is expected to overtake that of the U.S. in 2030. The coming end of the American Era as Stephen Walt predicted means that the U.S. will be no longer capable of exercising hegemony in the Asia-Pacific as it did. While President Clinton could send two aircraft carrier groups to the Taiwan Straits in 1996 when China intimidated Taiwan during the island’s elections, such an act is today unimaginable in view of the changing correlation of power between China and the U.S. China may not yet be able to confront the U.S. directly, but its state-of-the-art military hardware and anti-access and area-denial (AA/AD) strategy can surely inflict some unacceptable costs on the U.S should it intervene militarily in China’s sphere of influence. The ongoing standoff between the United States threatens eventually to shift in China's favor in East Asia, largely due to China's geographical centrality to the region. It is therefore inevitable that China will try to revise the norms and rules of the game in the Asia-Pacific instead of accepting an order imposed by the U.S.
Thirdly, China has surpassed the U.S. to become the largest trading partner of almost every country in the Asia-Pacific (including U.S. allies such as Japan, South Korea and Australia), with 124 countries in the world now considering China their largest trading partner and only 76 having that relationship with the U.S. As their economic interdependence with (or dependence on) China grows, countries in the region will find it harder and harder to accommodate the U.S’s strategic interests at the expense of their much needed economic relations with China. Highly nationalistic and indignant with the Chinese heavy-handed measures as it is, Japan still has to bite the bullet, tiptoeing between defending its sovereignty over the Senkakus and keeping China’s huge market. Within ASEAN, this reality also explains why Thailand, a non-NATO treaty ally of the U.S., has tilted more towards China over the past few years and Cambodia almost sold out its 2012 ASEAN Chairmanship to China over the South China Sea issue.
Finally, the U.S. is by no means ready for a conflict in Asia. Faced by the “fiscal cliff” and a highly divisive partisan politics, the gap between the U.S.’s regional commitments and its ability to deliver is widening to a dangerous extent. It would be very hard for the U.S. to intervene militarily in the region or come to the rescue of the U.S.’s allies if its vital and strategic interests are not (believed to be) at stake. A decade of costly and unpopular wars in Iraq and Afghanistan has made the tired American public allergic to foreign intervention, thus further complicating politicians’ ability to stand up to China on foreign p
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