M. Activity Review1. DEO will review the day-to-day risk monitoring procedures, including viewing processor reports, reporting hierarchy, exception documentation, and follow up.a) Existing Activity – DEO will review the existing portfolio to identify policies and procedures that may require enhancement. This will also include a review AML Compliance procedures identified in this policy.b) Reporting and Recordkeeping – DEO will review existing recording and recordkeeping procedures and perform testing to ensure ongoing adherence to the policies and procedures.
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